Compliance Officer - Bath

Element Recruitment are working with a growing professional services group on their search for a proactive Compliance Officer to help support and strengthen their compliance and risk framework across the business.

You’ll work closely with the Compliance Manager and the wider Governance, Risk & Compliance team, getting involved in everything from monitoring and audits to regulatory reporting, AML oversight, financial promotions and staff training, making sure the business stays aligned with FCA  requirements.

Key Responsibilities

• Support the development and delivery of a robust compliance monitoring framework across all group entities
• Conduct monitoring reviews and audits, ensuring timely identification and remediation of risks
• Maintain accurate and comprehensive compliance documentation and records
• Assist in preparing risk-based compliance reporting for senior stakeholders
• Support the submission of regulatory returns and notifications to the FCA
• Review and approve financial promotions in line with regulatory requirements
• Act as first-line reviewer for AML system alerts, escalating where appropriate
• Assist in delivering compliance training programmes (e.g., AML, TCF), including creation of tailored materials
• Provide guidance to colleagues on compliance and regulatory matters
• Stay up to date with regulatory developments and assess business impact

About You

• A strong understanding of FCA regulatory standards and their application within professional services.
• Experience in compliance monitoring, audit, and regulatory reporting
• Knowledge of AML requirements and transaction monitoring
• Strong written skills with the ability to produce clear, regulatory-standard reports
• Experience delivering accurate information to stakeholders in a timely manner
• CII Level 4 Diploma in Financial Services and/or relevant compliance qualifications
• A proactive, collaborative approach and the confidence to engage across multiple business areas

Apply now or contact our team for further information!